33strats-ch33-uncertainty-terror
SOW UNCERTAINTY AND PANIC THROUGH ACTS OF TERROR THE CHAIN-REACTION STRATEGY Terror is the ultimate way to paralyze a people’s will to resist and destroy their ability to plan a strategic response. Such power is gained through sporadic acts of violence that create a constant feeling of threat, incubating a fear that spreads throughout the public sphere. The goal in a terror campaign is not battlefield victory but causing maximum chaos and provoking the other side into desperate overreaction. Melting invisibly into the population, tailoring their actions for the mass media, the strategists of terror create the illusion that they are everywhere and therefore that they are far more powerful than they really are. It is a war of nerves. The victims of terror must not succumb to fear or even anger; to plot the most effective counterstrategy, they must stay balanced. In the face of a terror campaign, one’s rationality is the last line of defense. THE ANATOMY OF PANIC In Isfahan (in present-day Iran) toward the end of the eleventh century, Nizam al-Mulk, the powerful vizier to Sultan Malik Shah, ruler of the great Islamic empire of the period, became aware of a small yet irritating threat. In northern Persia lived a sect called the Nizari Ismailis, followers of a religion combining mysticism with the Koran. Their leader, the charismatic Hasan-i-Sabah, had recruited thousands of converts alienated by the tight control the empire exercised over religious and political practices. The influence of the Ismailis was growing, and what was most disturbing to Nizam al-Mulk was the utter secrecy in which they operated: it was impossible to know who had converted to the sect, for its members did so in private and kept their allegiance hidden. “Brothers,” says an Ismaili poet, “when the time of triumph comes, with good fortune from both worlds as our companion, then by one single warrior on foot a king may be stricken with terror, though he own more than a hundred thousand horsemen.” QUOTED IN THE ASSASSINS, BERNARD LEWIS, 1967 The vizier monitored their activities as best he could, until finally he heard some news that roused him to action. Over the years, it seemed, thousands of these secret Ismaili converts had managed to infiltrate key castles, and now they had taken them over in the name of Hasan-i-Sabah. This gave them control over part of northern Persia, a kind of independent state within the empire. Nizam al- Mulk was a benevolent administrator, but he knew the danger of allowing sects like the Ismailis to flourish. Better to snuff them out early on than face revolution. So, in 1092, the vizier convinced the sultan to send two armies to bring down the castles and destroy the Nizari Ismailis. The castles were strongly defended, and the countryside around them teemed with sympathizers. The war turned into a stalemate, and eventually the sultan’s armies were forced to come home. Nizam al-Mulk would have to find some other solution, perhaps an occupying force for the region–but a few months later, as he was traveling from Isfahan to Baghdad, a Sufi monk approached the litter on which he was carried, pulled out a dagger from under his clothes, and stabbed the vizier to death. The killer was revealed to be an Ismaili dressed as a peaceful Sufi, and he confessed to his captors that Hasan himself had assigned him to do the job. The death of Nizam al-Mulk was followed within weeks by the death, from natural causes, of Malik Shah. His loss would have been a blow at any time, but without his crafty vizier to oversee the succession, the empire fell into a period of chaos that lasted several years. By 1105, however, a degree of stability had been reestablished and attention again focused on the Ismailis. With one murder they had managed to make the entire empire tremble. They had to be destroyed. A new and vigorous campaign was launched against the sect. And soon it was revealed that the assassination of Nizam al-Mulk was not a single act of revenge, as it had seemed at the time, but an Ismaili policy, a strange and frightening new way of waging war. Over the next few years, key members of the administration of the new sultan, Muhammad Tapar, were assassinated in the same ritualistic fashion: a killer would emerge from a crowd to deliver a deadly blow with a dagger. The deed was most often done in public and in broad daylight; sometimes, though, it took place while the victim was in bed, a secret Ismaili having infiltrated his household staff. A wave of fear fanned out among the empire’s hierarchy. It was impossible to tell who was an Ismaili: the sect’s adherents were patient, disciplined, and had mastered the art of keeping their beliefs to themselves and fitting in anywhere. It did not help that when the assassins were captured and tortured, they would accuse various people within the sultan’s inner circle of being either paid spies for the Ismailis or secret converts. No one could know for certain if they were telling the truth, but suspicion was cast on everyone. Losses to which we are accustomed affect us less deeply.
JUVENAL, FIRST TO SECOND CENTURY A.D. Now viziers, judges, and local officials had to travel surrounded by bodyguards. Many of them began to wear thick, uncomfortable shirts of mail. In certain cities no one could move from house to house without a permit, which spread disaffection among the citizenry and made it easier for the Ismailis to recruit converts. Many found it hard to sleep at night or to trust their closest friends. All kinds of wild rumors were spread by those who had grown delirious with paranoia. Bitter divisions sprang up within the hierarchy, as some argued for a hard-line approach to Hasan, while others preached accommodation as the only answer. Meanwhile, as the empire struggled to somehow repress the Ismailis, the killings went on–but they were highly sporadic. Months would pass without one, and then suddenly there would be two within a week. There was no real rhyme or reason to when it happened or which high administrator was singled out. Officials would talk endlessly about a pattern, analyzing every Ismaili move. Without their realizing it, this little sect had come to dominate their thoughts. In 1120, Sanjar, the new sultan, decided to take action, planning a military campaign to capture the Ismaili castles with overwhelming force and turn the region around them into an armed camp. He took extra precautions to prevent any attempt on his life, changing his sleeping arrangements and allowing only those he knew well to approach him. By making himself personally secure, he believed he could stay free of the panic around him. As preparations for the war got under way, Hasan-i-Sabah sent ambassador after ambassador to Sanjar offering to negotiate an end to the killings. They were all turned away. The tables seemed to have turned: now it was the Ismailis who were frightened. Shortly before the campaign was to be launched, the sultan awoke one morning to find a dagger thrust neatly in the ground a few feet away from the position where his breast lay on the bed. How did it get there? What did it mean? The more he thought about it, the more he began to literally tremble with fear–it was clearly a message. He told no one about this, for whom could he trust? Even his wives were suspect. By the end of the day, he was an emotional wreck. That evening he received a message from Hasan himself: “Did I not wish the sultan well, that dagger which was struck into the hard ground would have been planted in his soft breast.” On their voyage Pisander and the others abolished the democracies in the [Greek] cities, as had been decided. From some places they also took hoplites to add to their forces, and so came to Athens. Here they found that most of the work had already been done by members of their [antidemocratic] party. Some of the younger men had formed a group among themselves and had murdered without being detected a certain Androcles, who was one of the chief leaders of the [democratic] party…. There were also some other people whom they regarded as undesirable and did away with secretly……. [Athenians] were afraid when they saw their numbers, and no one now dared to speak in opposition to them. If anyone did venture to do so, some appropriate method was soon found for having him killed, and no one tried to investigate such crimes or take action against those suspected of them. Instead the people kept quiet, and were in such a state of terror that they thought themselves lucky enough to be left unmolested even if they had said nothing at all. They imagined that the revolutionary party was much bigger than it really was, and they lost all confidence in themselves, being unable to find out the facts because of the size of the city and because they had insufficient knowledge of each other…. Throughout the democratic party people approached each other suspiciously, everyone thinking that the next man had something to do with what was going on.
HISTORY OF THE PELOPONNESIAN WAR, THUCYDIDES, CIRCA 460- CIRCA 399 B.C. Sanjar had had enough. He could not spend another day like this. He was not willing to live in constant fear, his mind deranged by uncertainty and suspicion. It was better, he thought, to negotiate with this demon. He called off his campaign and made peace with Hasan. Over the years, as the Ismailis’ political power grew and the sect expanded into Syria, its killers became almost mythic. The assassins had never tried to escape; their killing done, they were caught, tortured, and executed to a man, but new ones kept on coming, and nothing seemed to deter them from completing their task. They seemed possessed, utterly devoted to their cause. Some called them hashshashin, from the Arabic word hashish, because they acted as if they were drugged. European crusaders to the Holy Land heard stories about these devilish hashshashin and passed them on, the word slowly transforming into “assassins,” passing forever into the language. Interpretation Hasan-i-Sabah had one goal: to carve out a state for his sect in northern Persia, allowing it to survive and thrive within the Islamic empire. Given his relatively small numbers and the powers arrayed against him, he could not hope for more, so he devised a strategy that was surely history’s first organized terrorist campaign for political power. Hasan’s plan was deceptively simple. In the Islamic world, a leader who had won respect was invested with considerable authority, and to the extent that he had authority, his death could sow chaos. Accordingly Hasan chose to strike these leaders, but in a somewhat random way: it was impossible to see any pattern in his choices, and the possibility of being the next victim was more disturbing than many could bear. In truth, except for the castles they held, the Ismailis were quite weak and vulnerable, but by patiently infiltrating his men deep into the heart of the sultan’s administration, Hasan was able to create the illusion they were everywhere. Only fifty or so assassinations are recorded in his entire lifetime, and yet he won as much political power through them as if he had an enormous army. This power could not come by merely making individuals feel afraid. It depended on the effect the killings would have on the entire social group. The weakest officials in the hierarchy were the ones who would succumb to paranoia and voice doubts and rumors that would spread and infect those who were less weak. The result was a ripple effect–wild swings of emotion, from anger to surrender, up and down the line. A group caught by this kind of panic cannot find its balance and can fall with the slightest push. Even the strongest and most determined will be infected in the end, as Sultan Sanjar was: his attempts at security, and the harsh life to which he subjected himself as protection, revealed that he was under the influence of this panic. One simple dagger in the ground was enough to push him over the edge. Understand: we are all are extremely susceptible to the emotions of those around us. It is often hard for us to perceive how deeply we are affected by the moods that can pass through a group. This is what makes the use of terror so effective and so dangerous: with a few well-timed acts of violence, a handful of assassins can spark all kinds of corrosive thoughts and uncertainties. The weakest members of the target group will succumb to the greatest fear, spreading rumors and anxieties that slowly overcome the rest. The strong may respond angrily and violently to the terror campaign, but that only shows how influenced they are by the panic; they are reacting rather than strategizing–a sign of weakness, not strength. In normal circumstances individuals who become frightened in some way can often regain their mental balance over time, especially when they are around others who are calm. But this is almost impossible within a panicked group. As the public’s imagination runs wild, the assassins become something much larger, seeming omnipotent and omnipresent. As Hasan proved, a handful of terrorists can hold an entire empire hostage with a few well-calibrated blows against the group psyche. And once the group’s leaders succumb to the emotional pull–whether by surrendering or launching an unstrategic counterattack–the success of the terror campaign is complete. Victory is gained not by the number killed but by the number frightened. –Arab proverb KEYS TO WARFARE In the course of our daily lives, we are subject to fears of many kinds. These fears are generally related to something specific: someone might harm us, a particular problem is brewing, we are threatened by disease or even death itself. In the throes of any deep fear, our willpower is momentarily paralyzed as we contemplate the bad that could happen to us. If this condition lasted too long or were too intense, it would make life unbearable, so we find ways to avoid these thoughts and ease our fears. Maybe we turn to the distractions of daily life: work, social routines, activities with friends. Religion or some other belief system, such as faith in technology or science, might also offer hope. These distractions and beliefs become the ground beneath us, keeping us upright and able to walk on without the paralysis that fear can bring. Under certain circumstances, however, this ground can fall away from under us, and then there is nothing we can do to steady ourselves. In the course of history, we can track a kind of madness that overcomes humans during certain disasters–a great earthquake, a ferocious plague, a violent civil war. What troubles us most in these situations is not any specific dreadful event that happened in the recent past; we have a tremendous capacity to overcome and adapt to anything horrible. It is the uncertain future, the fear that more terrible things are coming and that we might soon suffer some unpredictable tragedy– that is what unnerves us. We cannot crowd out these thoughts with routines or religion. Fear becomes chronic and intense, our minds besieged by all kinds of irrational thoughts. The specific fears become more general. Among a group, panic will set in. Six at the top means: Shock brings ruin and terrified gazing around. Going ahead brings misfortune. If it has not yet touched one’s own body But has reached one’s neighbor first, There is no blame. One’s comrades have something to talk about. When inner shock is at its height, it robs a man of reflection and clarity of vision. In such a state of shock it is of course impossible to act with presence of mind. Then the right thing is to keep still until composure and clarity are restored. But this a man can do only when he himself is not yet infected by the agitation, although its disastrous effects are already visible in those around him. If he withdraws from the affair in time, he remains free of mistakes and injury. But his comrades, who no longer heed any warning, will in their excitement certainly be displeased with him. However, he must not take this into account.
THE I CHING, CHINA, CIRCA EIGHTH CENTURY B.C. In essence, this is terror: an intense, overpowering fear that we cannot manage or get rid of in the normal way. There is too much uncertainty, too many bad things that can happen to us. During World War II, when the Germans bombed London, psychologists noted that when the bombing was frequent and somewhat regular, the people of the city became numb to it; they grew accustomed to the noise, discomfort, and carnage. But when the bombing was irregular and sporadic, fear became terror. It was much harder to deal with the uncertainty of when the next one would land. It is a law of war and strategy that in the search for an advantage, anything will be tried and tested. And so it is that groups and individuals, seeing the immense power that terror can have over humans, have found a way to use terror as a strategy. People are crafty, resourceful, and adaptable creatures. The way to paralyze their will and destroy their capacity to think straight is to consciously create uncertainty, confusion, and an unmanageable fear. Such strategic terror can take the form of exemplary acts of destruction. The masters of this art were the Mongols. They would level a few cities here and there, in as horrible a manner as possible. The terrifying legend of the Mongol Horde spread quickly. At its very approach to a city, panic would ensue as the inhabitants could only imagine the worst. More often than not, the city would surrender without a fight–the Mongols’ goal all along. A relatively small army far from home, they could not afford long sieges or protracted wars. This strategic terror can also be used for political purposes, to hold a group or nation together. In 1792 the French Revolution was spinning out of control. Foreign armies were on the verge of invading France; the country was hopelessly factionalized. The radicals, led by Robespierre, confronted this threat by initiating a war against the moderates, the Reign of Terror. Accused of counterrevolution, thousands were sent to the guillotine. No one knew who would be next. Although the radicals were relatively small in number, by creating such uncertainty and fear they were able to paralyze their opponents’ will. Paradoxically, the Reign of Terror–which gives us the first recorded instance of the use of the words “terrorism” and “terrorist”–produced a degree of stability. Although terror as a strategy can be employed by large armies and indeed whole states, it is most effectively practiced by those small in number. The reason is simple: the use of terror usually requires a willingness to kill innocent civilians in the name of a greater good and for a strategic purpose. For centuries, with a few notable exceptions such as the Mongols, military leaders were unwilling to go so far. Meanwhile a state that inflicted mass terror on its own populace would unleash demons and create a chaos it might find hard to control. But small groups have no such problems. Being so few in number, they cannot hope to wage a conventional war or even a guerrilla campaign. Terror is their strategy of last resort. Taking on a much larger enemy, they are often desperate, and they have a cause to which they are utterly committed. Ethical considerations pale in comparison. And creating chaos is part of their strategy. Terrorism was limited for many centuries by its tools: the sword, the knife, the gun, all agents of individual killing. Then, in the nineteenth century, a single campaign produced a radical innovation, giving birth to terrorism as we know it today. In the late 1870s, a group of Russian radicals, mostly from the intelligentsia, had been agitating for a peasant-led revolution. Eventually they realized that their cause was hopeless: the peasants were unprepared to take this kind of action, and, more important, the czarist regime and its repressive for